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丸三証券

You can enter the draw even with insufficient funds, and there is no stated penalty for declining.

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How accessible its lottery is

32/100

For when you have more capital

Lottery method
22 / 35
Upfront deposit
0 / 25
Number of IPOs handled
0 / 20
Losses accumulate
0 / 10
Record as lead underwriter
10 / 10

This score is this site's own. It measures how accessible the lottery is without a large balance — not the chance that you will win. The same calculation is used on the Japanese pages.

The rules here

💰Upfront deposit

Needed when you confirm the purchase after winning. You can enter the draw with insufficient funds.

🎯How the lottery works

At least 10% of the planned allocation goes to a uniform draw, raised for some listings.

👌Declining

Permitted. No penalty is set out in the published rules.

💻How to apply

Entirely through its online service.

From applying to owning

  1. Check what is on offer

    Open the IPO order screen in the online service to see current listings.

  2. Enter the draw

    Agree to the prospectus and enter your quantity and price. You may apply even if your available funds fall short.

  3. Check the result

    A uniform computer draw runs on the day the offer price is set, with results on a dedicated screen.

  4. Confirm that you want to buy

    If you won, apply within the window. You now need available funds of at least the offer price multiplied by your quantity.

  5. Settlement

    Shares appear in your account two to three business days after the last day of the purchase window.

Worth knowing before you apply

  • Winning lapses if you do not complete the purchase step within the window.
  • The purchase or decline decision can only be made once. It cannot be cancelled or changed afterwards.
  • During the book building period, applications and cancellations are unavailable for a few minutes around 10:00 each business day.

Who this suits

  • People wanting one more entry without needing money upfront
  • People targeting listings where this firm is the lead underwriter

Why this one

Its own manual states plainly that you may enter the draw even when your available funds are short. Money is only required once you have won and are confirming the purchase — an unusually relaxed condition for entering.

At least 10% of the planned allocation goes into a uniform computer draw covering everyone who applied at or above the price. On some listings that share has been raised substantially, in one case to around half.

No penalty for declining after a win is set out in the published materials, so changing your mind does not cost you future entries here.

About the company

A securities house founded in 1910, headquartered in Saitama with branches across the Kanto region. It acts as an underwriter on listings from time to time, and applications can be made online as well as in a branch.

Start applying for IPOs at 丸三証券

Opening an account is free. You need to be resident in Japan — what that requires is on the account opening page.

Open an account (free)

Conditions are those published by 丸三証券and can change. Confirm the current terms on the broker's own site before applying. Nothing here is investment advice.

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