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三菱UFJモルガン・スタンレー証券

Lead underwriter on major listings, with at least 10% of the allocation going to a random online draw.

Open an account (free)

How accessible its lottery is

42/100

Fine once you understand the conditions

Lottery method
22 / 35
Upfront deposit
0 / 25
Number of IPOs handled
20 / 20
Losses accumulate
0 / 10
Record as lead underwriter
0 / 10

This score is this site's own. It measures how accessible the lottery is without a large balance — not the chance that you will win. The same calculation is used on the Japanese pages.

The rules here

💰Upfront deposit

Required. Funds are locked at 22:00 on the business day before the draw.

🎯How the lottery works

At least 10% of the allocation excluding institutional investors is drawn at random, normally one lot per winner.

🆓Fees

You pay only for the shares. No commission.

⚠️Penalty for declining

Yes. Declining an initial win blocks you for about a month.

From applying to owning

  1. Enter the lottery

    Read the prospectus and apply through online trading. Your balance is checked on the day you apply.

  2. Have the funds in place

    At 22:00 on the business day before the draw, the top of the indicative range multiplied by your application is locked from your buying power.

  3. Check the result

    Results appear after 17:00 on the day of the draw: initial win, runner-up, or promoted.

  4. Complete the purchase

    An initial winner must buy between the first day of the offering period and 03:00 the following business day.

  5. Wait for the listing day

    Runners-up may still be promoted if winners decline.

Worth knowing before you apply

  • If you win outright and then do not complete the purchase, it counts as declining, and you cannot apply online for about a month. Applications you have already made for other listings are cancelled too. Declining a promoted or additional allocation carries no penalty.
  • If the funds are short at 22:00 on the business day before the draw, you are excluded.
  • You cannot apply for the same listing both online and through a branch or by phone.

Who this suits

  • People who want a direct shot at the large listings this group leads
  • People with capital to spare who are certain they will buy if they win

Why this one

A joint venture between Mitsubishi UFJ Financial Group and Morgan Stanley, it acts as lead underwriter on major listings — Tier IV in 2026, for example. Lead underwriters receive the largest allocations, which is what makes an account here worth holding.

At least 10% of the allocation, excluding the institutional portion, is set aside for a random mechanical draw among online applicants. Winners normally receive one lot each, which spreads the shares across more people rather than concentrating them.

Two things to plan around. Your money is locked at 22:00 on the business day before the draw, calculated from the top of the indicative price range. And declining an initial win blocks you from applying online for about a month, so only apply if you intend to buy.

About the company

A joint venture between Mitsubishi UFJ Financial Group and Morgan Stanley, strong in large domestic and international listings and in M&A advisory. Note that Mitsubishi UFJ eSmart Securities, part of the same group, sometimes handles the same listings as a delegated underwriter.

Start applying for IPOs at 三菱UFJモルガン・スタンレー証券

Opening an account is free. You need to be resident in Japan — what that requires is on the account opening page.

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Conditions are those published by 三菱UFJモルガン・スタンレー証券and can change. Confirm the current terms on the broker's own site before applying. Nothing here is investment advice.

三菱UFJモルガン・スタンレー証券の日本語ページを見る →